SEC Form 4 · accession 0001209191-15-077871
Gevo, Inc. · GEVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brett Lund
Officer — EVP, GC and Secretary
Period of report
Oct 29, 2015
Accepted (ET)
Nov 2, 2015 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 29, 2015 | M | 101 | — | A | 2,629 | D | |
| Common Stock | Oct 29, 2015 | F | 32 | $2.01 | D | 2,597 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 29, 2015 | M | 101 | D | — | — | Common Stock | 101 | 3,350 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis
- F2On September 16, 2015, the reporting person was granted restricted stock shares and options that will vest monthly for three years beginning July 29, 2015.