SEC Form 4 · accession 0001209191-15-074813
Gevo, Inc. · GEVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Marsh
Director
Period of report
Oct 5, 2015
Accepted (ET)
Oct 8, 2015 · 11:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 5, 2015 | M | 714 | — | A | 714 | D | |
| Common Stock | Oct 5, 2015 | F | 228 | $1.86 | D | 486 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 5, 2015 | A | 12,842 | A | — | — | Common Stock | 12,842 | 12,842 | D |
| Non-Qualified Stock OptionF2 | $2.19 | Oct 5, 2015 | A | 13,993 | A | — | Jul 29, 2015 | Common Stock | 13,993 | 13,993 | D |
| Restricted Stock UnitsF1,F2 | — | Oct 5, 2015 | M | 714 | D | — | — | Common Stock | 714 | 12,128 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis
- F2On September 16, 2015, the reporting person was granted restricted stock units and options that vest monthly for three years beginning on July 29, 2015.