SEC Form 4 · accession 0001209191-15-074703
Gevo, Inc. · GEVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Gary W. Mize
Director
Period of report
Oct 5, 2015
Accepted (ET)
Oct 7, 2015 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 5, 2015 | M | 714 | — | A | 121,903 | D | |
| Common Stock | Oct 5, 2015 | F | 228 | $1.86 | D | 121,675 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 5, 2015 | A | 12,842 | A | — | — | Common Stock | 12,842 | 12,842 | D |
| Non-Qualified Stock OptionF2 | $2.19 | Oct 5, 2015 | A | 13,993 | A | — | Jul 29, 2015 | Common Stock | 13,993 | 13,993 | D |
| Restricted Stock UnitsF1,F2 | — | Oct 5, 2015 | M | 714 | D | — | — | Common Stock | 714 | 12,128 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis
- F2On September 16, 2015, the reporting person was granted restricted stock units and options that vest monthly for three years beginning on July 29, 2015.