SEC Form 4 · accession 0001209191-15-072020
Gevo, Inc. · GEVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brett Lund
Officer — EVP, GC and Secretary
Period of report
Sep 21, 2015
Accepted (ET)
Sep 23, 2015 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 21, 2015 | M | 101 | — | A | 2,816 | D | |
| Common Stock | Sep 21, 2015 | F | 32 | $2.36 | D | 2,784 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 21, 2015 | A | 3,653 | A | — | — | Common Stock | 3,653 | 3,653 | D |
| Non-Qualified Stock OptionF2 | $2.19 | Sep 21, 2015 | A | 3,980 | A | — | Jul 29, 2025 | Common Stock | 3,980 | 3,980 | D |
| Restricted Stock UnitsF1,F2 | — | Sep 21, 2015 | M | 101 | D | — | — | Common Stock | 101 | 3,552 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis
- F2On September 16, 2015, the reporting person was granted restricted stock units and options that vest monthly for three years beginning on July 29, 2015.