SEC Form 4 · accession 0001209191-15-071098
Gevo, Inc. · GEVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mike Willis
Officer — CFO
Period of report
Sep 16, 2015
Accepted (ET)
Sep 17, 2015 · 3:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 16, 2015 | M | 1,586 | — | A | 19,221 | D | |
| Common Stock | Sep 16, 2015 | F | 507 | $2.23 | D | 18,714 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 16, 2015 | A | 57,078 | A | — | — | Common Stock | 57,078 | 57,078 | D |
| Non-Qualified Stock OptionF2 | $2.19 | Sep 16, 2015 | A | 62,189 | A | — | Jul 29, 2025 | Common Stock | 62,189 | 62,189 | D |
| Restricted Stock UnitsF1,F2 | — | Sep 16, 2015 | M | 1,586 | D | — | — | Common Stock | 1,586 | 55,492 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis
- F2On September 16, 2015, the reporting person was granted restricted stock units and options that vest monthly for three years beginning on July 29,2015.