SEC Form 4/A · accession 0001213900-18-008890
China Advanced Construction Materials Group, Inc · CADC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Weili He
Officer — COO and Interim CFO · Director · 10% Owner
Period of report
May 4, 2018
Accepted (ET)
Jul 9, 2018 · 11:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2018 | A | 896,766 | $450,000.00 | A | 1,272,388 | D | |
| Common StockF2 | Jul 2, 2018 | S$0 | 1,117,300 | — | D | 155,088 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were issued to offset the payables in the amount of $1,838,370 from the Company to the Reporting Person at $2.05 per share, the closing bid price quoted by Nasdaq on April 3, 2018.
- F2The share were sold to Hou Sing International Business Limited ("Hou Sing") pursuant to certain securities purchase agreement dated May 16, 2018 in consideration of Hou Sing's forgiveness of debt of $2,658,093 owned by the Reporting Person.
Remarks
This Amendment is being filed solely to correct the date when the sale of the 1,117,300 shares of common stock was completed.