SEC Form 4 · accession 0001437749-26-029932
QUAINT OAK BANCORP, INC. · QNTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Gonzalez
Officer — President*** · Director
Period of report
Sep 5, 2026
Accepted (ET)
Sep 9, 2026 · 10:08 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001391933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 5, 2026 | F | 113 | $14.50 | D | 15,941 | D | |
| Common StockF3 | holding | — | — | — | 19,336 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 13,091 | I | By ESOP | |
| Common Stock | holding | — | — | — | 1,203 | I | By spouse through ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $13.30 | holding | — | — | — | May 9, 2023 | May 9, 2028 | Common Stock | 11,220 | 11,220 | D |
| Employee Stock Option (Right to Buy)F5 | $10.15 | holding | — | — | — | — | Sep 5, 2035 | Common Stock | 7,000 | 7,000 | D |
| Employee Stock Option (Right to Buy)F6 | $18.00 | holding | — | — | — | — | May 10, 2033 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Disposition solely to meet tax obligation for distribution from stock benefit plan.
- F2Includes 1,600 shares granted pursuant to the Issuer's 2023 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 2,000 shares that commenced vesting at a rate of 20% per year on September 5, 2026 and 1,800 shares granted pursuant to the Issuer's 2023 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 4,500 shares that commenced vesting at a rate of 20% per year on May 10, 2024.
- F3Includes shares acquired in the Issuer's 401(k) Plan since the last filed Form 4. Based on a report dated September 4, 2026.
- F4The options vested at a rate of 20% per year commencing on May 9, 2019 and were fully vested as of May 9, 2023.
- F5The options are vesting at a rate of 20% per year commencing on September 5, 2026.
- F6The options are vesting at a rate of 20% per year commencing May 10, 2024.
Remarks
*** Also serves as President and Chief Operating Officer of the Issuer's wholly owned subsidiary, Quaint Oak Bank.