SEC Form 4 · accession 0000927089-19-000140
QUAINT OAK BANCORP, INC. · QNTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Clarke
Director
Period of report
Mar 12, 2019
Accepted (ET)
Mar 13, 2019 · 3:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001391933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 12, 2019 | P | 100 | $12.60 | A | 49,840 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $13.30 | holding | — | — | — | — | May 9, 2028 | Common Stock | 5,000 | 5,000 | D |
| Stock Option (Right to Buy)F3 | $8.10 | holding | — | — | — | May 8, 2018 | May 8, 2023 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1Includes 1,500 shares granted pursuant to the Issuer's 2018 Stock Incentive Plan that are vesting ratably over five years at 20% per year commencing on May 9, 2019.
- F2The options are vesting at a rate of 20% per year commencing on May 9, 2019.
- F3The options vested at a rate of 20% per year in five equal annual installments beginning on May 8, 2014.