SEC Form 4 · accession 0000927089-15-000154

QUAINT OAK BANCORP, INC. · QNTO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Lending Officer*

Period of report

Feb 12, 2015

Accepted (ET)

Feb 17, 2015 · 12:41 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001391933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 12, 2015	P	300	$19.75	A	2,300	I	By IRA
Common Stock	Feb 13, 2015	P	200	$19.75	A	2,500	I	By IRA
Common Stock^F1	holding	—	—		—	2,303	D
Common Stock^F2	holding	—	—		—	583	I	By 401(k) Plan
Common Stock^F3	holding	—	—		—	6,762	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F4	$16.20	holding	—	—	—	—	May 8, 2023	Common Stock	5,000	5,000	D
Employee Stock Option (Right to Buy)^F5	$10.00	holding	—	—	—	May 14, 2014	May 14, 2018	Common Stock	2,244	2,244	D

F1Includes 1,280 shares held in the 2008 Recognition and Retention Plan Trust which reflect the unvested portion of a grant amount originally covering 1,600 shares that commenced vesting at a rate of 20% per year on May 8, 2014.
F2Includes shares purchased in the reporting person's 401(k) Plan account since the last filed Form 4. Based on a report dated February 12, 2015.
F3Includes shares allocated to the reporting person's account in the ESOP since the last filed Form 4.
F4The options are vesting at a rate of 20% per year commencing on May 8, 2014.
F5The options vested at a rate of 16.667% per year commencing on May 14, 2009.

* Chief Lending Officer of Quaint Oak Bank (Issuer subsidiary)