SEC Form 4 · accession 0001179110-17-012325
Advent Claymore Convertible Securities & Income Fund II · AGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Sep 13, 2017
Accepted (ET)
Sep 15, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001391461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 13, 2017 | S | 88,456 | $6.1077 | D | 390,544 | D | |
| Common Stock | Sep 13, 2017 | S | 156,151 | $6.4876 | D | 234,393 | D | |
| Common Stock | Sep 14, 2017 | S | 150,000 | $6.0231 | D | 84,393 | D | |
| Common Stock | Sep 15, 2017 | S | 74,393 | $6.0078 | D | 10,000 | D |
Table II — derivative securities
No Table II lines on this filing.