SEC Form 4 · accession 0001179110-16-031279
Advent Claymore Convertible Securities & Income Fund II · AGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald L Seizert
Director · Other
Period of report
Nov 4, 2016
Accepted (ET)
Nov 7, 2016 · 2:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001391461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 4, 2016 | P | 6,000 | $5.3465 | A | 28,203 | D | |
| Common StockF1 | Nov 4, 2016 | P | 2,000 | $5.346 | A | 2,000 | I | Candace Seizert Trust |
| Common StockF1 | Nov 4, 2016 | P | 8,000 | $5.349 | A | 14,000 | I | C & P Seizert Trustees GLS Irrev. Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Seizert has direct and indirect control of an aggregate amount of shares totaling 28,203 in Direct Ownership and 16,000 in Indirect Ownership.