SEC Form 4 · accession 0001179110-15-000955
Advent Claymore Convertible Securities & Income Fund II · AGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Paul Latronica
Other
Period of report
Jan 12, 2015
Accepted (ET)
Jan 16, 2015 · 12:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001391461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 12, 2015 | S | 200 | $6.27 | D | 0 | D | |
| Common StockF1 | Jan 12, 2015 | P | 200 | $6.29 | A | 200 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Latronica is selling shares out of his individual taxable account and simultaneously buying the same amount of shares into his 401k plan