SEC Form 4 · accession 0001144204-19-009901
WABCO Holdings Inc. · WBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christian Brenneke
Officer — Chief Technology Officer
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390844
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2019 | F | 20 | $117.82 | D | 6,749 | D | |
| Common StockF1 | Feb 22, 2019 | A | 1,277 | $0.00 | A | 8,026 | D | |
| Common StockF2 | Feb 22, 2019 | M | 1,186 | — | A | 9,212 | D | |
| Common Stock | Feb 22, 2019 | F | 90 | $117.49 | D | 9,122 | D | |
| Common Stock | Feb 22, 2019 | F | 25 | $117.49 | D | 9,097 | D | |
| Common Stock | Feb 22, 2019 | F | 16 | $117.49 | D | 9,081 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-Based Restricted UnitsF2 | — | Feb 22, 2019 | M | 1,186 | D | Feb 22, 2019 | — | Common Stock | 1,186 | 0 | D |
Explanation of responses
- F1Pursuant to Restricted Stock Units that will vest, subject to the individual's continued employment with WABCO Holdings Inc., in three equal annual installments, beginning on February 22, 2020.
- F2The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 4, 2019, and (ii) continued employment with the company through February 22, 2019.