SEC Form 4 · accession 0001144204-18-010323
WABCO Holdings Inc. · WBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacques Esculier
Officer — Chairman of the Board and CEO · Director
Period of report
Feb 20, 2018
Accepted (ET)
Feb 22, 2018 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390844
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2018 | M | 9,065 | — | A | 197,083 | D | |
| Common Stock | Feb 20, 2018 | F | 2,720 | $138.01 | D | 194,363 | D | |
| Common Stock | Feb 20, 2018 | F | 946 | $138.01 | D | 193,417 | D | |
| Common StockF2 | Feb 21, 2018 | A | 11,727 | $0.00 | A | 205,144 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-Based Restricted UnitsF1 | — | Feb 20, 2018 | M | 9,065 | D | Feb 20, 2018 | — | Common Stock | 9,065 | 0 | D |
Explanation of responses
- F1The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 6, 2018, and (ii) continued employment with the company through February 20, 2018.
- F2Pursuant to Restricted Stock Units that will vest, subject to the individual's continued employment with WABCO Holdings Inc., in three equal annual installments, beginning on February 21, 2019.