SEC Form 4 · accession 0001144204-17-011906
WABCO Holdings Inc. · WBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nick Rens
Officer — PT Trlr Sys, Aftrmrkt & OffHwy
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390844
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2017 | F | 360 | $112.75 | D | 9,673 | D | |
| Common StockF1 | Feb 24, 2017 | S | 1,000 | $113.81 | D | 8,673 | D | |
| Common StockF2 | Feb 24, 2017 | M | 2,152 | — | A | 10,825 | D | |
| Common Stock | Feb 27, 2017 | F | 1,152 | $112.75 | D | 9,673 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-Based Restricted UnitsF2 | — | Feb 24, 2017 | M | 2,152 | D | Feb 24, 2017 | — | Common Stock | 2,152 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $113.79 to $113.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of the satisfaction of certain performance criteria, which were satisfied as of February 6, 2017 and February 24, 2017.