SEC Form 4 · accession 0001144204-17-011903
WABCO Holdings Inc. · WBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacques Esculier
Officer — Chairman of the Board and CEO · Director
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390844
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2017 | F | 1,246 | $112.75 | D | 270,541 | D | |
| Common StockF1 | Feb 24, 2017 | M | 11,465 | — | A | 282,006 | D | |
| Common Stock | Feb 24, 2017 | F | 3,988 | $112.75 | D | 278,018 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-Based Restricted UnitsF1 | — | Feb 24, 2017 | M | 11,465 | D | Feb 24, 2017 | — | Common Stock | 11,465 | 0 | D |
Explanation of responses
- F1The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of the satisfaction of certain performance criteria, which were satisfied as of February 6, 2017 and February 24, 2017.