SEC Form 4 · accession 0000914760-16-000406
WABCO Holdings Inc. · WBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leon Liu
Officer — Pres, Truck, Bus & Car OEMs
Period of report
Apr 26, 2016
Accepted (ET)
Apr 28, 2016 · 7:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390844
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 26, 2016 | M | 7,299 | $59.26 | A | 29,946 | D | |
| Common Stock | Apr 26, 2016 | S | 7,299 | $113.00 | D | 22,647 | D | |
| Common Stock | Apr 26, 2016 | M | 8,852 | $58.85 | A | 31,499 | D | |
| Common Stock | Apr 26, 2016 | S | 8,852 | $113.00 | D | 22,647 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $59.26 | Apr 26, 2016 | M | 7,299 | D | — | Feb 23, 2021 | Common Stock | 7,299 | 0 | D |
| Stock Option (Right to Buy)F2 | $58.85 | Apr 26, 2016 | M | 8,852 | D | — | Feb 14, 2022 | Common Stock | 8,852 | 0 | D |
Explanation of responses
- F1Stock Options vested in three equal annual installments, beginning on February 23, 2012.
- F2Stock Options vested in three equal annual installments, beginning on February 14, 2013.