SEC Form 4 · accession 0000914760-16-000354
WABCO Holdings Inc. · WBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacques Esculier
Officer — Chairman of the Board and CEO · Director
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390844
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2016 | M | 28,468 | — | A | 255,905 | D | |
| Common Stock | Feb 22, 2016 | F | 12,177 | $91.35 | D | 243,728 | D | |
| Common StockF2 | Feb 22, 2016 | A | 18,063 | $0.00 | A | 261,791 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-Based Restricted UnitsF1 | — | Feb 22, 2016 | M | 28,468 | D | Feb 22, 2016 | — | Common Stock | 28,468 | 0 | D |
Explanation of responses
- F1The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of the satisfaction of certain performance criteria, which were satisfied as of February 2, 2016, and February 22, 2016.
- F2Pursuant to Restricted Stock Units that will vest, subject to the individual's continued employment with WABCO Holdings Inc., in three equal installments, beginning on February 22, 2017.