SEC Form 4 · accession 0000914760-15-000151
WABCO Holdings Inc. · WBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacques Esculier
Officer — Chairman of the Board and CEO · Director
Period of report
Apr 28, 2015
Accepted (ET)
Apr 30, 2015 · 12:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390844
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2015 | M | 139,920 | $42.39 | A | 319,584 | D | |
| Common StockF1 | Apr 28, 2015 | S | 100,399 | $126.11 | D | 219,185 | D | |
| Common StockF2 | Apr 28, 2015 | S | 39,521 | $127.11 | D | 179,664 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $42.39 | Apr 28, 2015 | M | 139,920 | D | — | Feb 22, 2018 | Common Stock | 139,920 | 0 | D |
Explanation of responses
- F1The transaction reported herein includes sales at a range of prices from $126.00 to $126.97. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares sold at each separate price.
- F2The transaction reported herein includes sales at a range of prices from $127.00 to $127.34. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares sold at each separate price.
- F350% of the stock options vested on the third anniversary of the date of grant (February 22, 2011) and the remaining 50% vested on the fourth anniversary of the date of grant (February 22, 2012).