SEC Form 4 · accession 0000914760-15-000082
WABCO Holdings Inc. · WBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Peter Daloia
Director
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390844
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2015 | M | 50,000 | $46.24 | A | 55,194 | D | |
| Common StockF1 | Feb 27, 2015 | S | 50,000 | $117.45 | D | 5,194 | D | |
| Common StockF2,F3 | holding | — | — | — | 5,405 | I | By Trust | |
| Common Stock | holding | — | — | — | 1,508 | I | Deferred Compensation Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $46.24 | Feb 27, 2015 | M | 50,000 | D | — | Feb 5, 2017 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1The transaction reported herein includes sales at a range of prices from $117.07 to $117.75. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares sold at each separate price.
- F2Includes reinvestment of dividends paid on shares held in Rabbi trust for non-management directors.
- F3Shares are held in a Rabbi trust for non-management directors. Director exercises voting rights but has no right to dispose until directorship ends.
- F4Stock options vested in two installments. 16,667 options vested on February 5, 2008, and the remaining 33,333 options vested on June 30, 2008.