SEC Form 4 · accession 0000914760-15-000070
WABCO Holdings Inc. · WBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nick Rens
Officer — Vice President
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390844
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2015 | A | 1,805 | $0.00 | A | 9,982 | D | |
| Common StockF2 | Feb 20, 2015 | S | 2,500 | $116.86 | D | 7,482 | D | |
| Common Stock | Feb 20, 2015 | M | 2,303 | $58.85 | A | 9,785 | D | |
| Common Stock | Feb 20, 2015 | S | 248 | $116.83 | D | 9,537 | D | |
| Common Stock | Feb 20, 2015 | S | 2,055 | $116.89 | D | 7,482 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $58.85 | Feb 20, 2015 | M | 2,303 | D | — | Feb 14, 2022 | Common Stock | 2,303 | 0 | D |
Explanation of responses
- F1Pursuant to Restricted Stock Units that will vest, subject to the individual's continued employment with WABCO Holdings Inc., in three equal installments, beginning on February 20, 2016.
- F2The transaction reported herein includes sales at a range of prices from $116.79 to $116.88. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares sold at each separate price.
- F3Stock options vested in three equal installments. The first installment vested on February 14, 2013, the second installment vested on February 14, 2014, and the third installment vested on February 14, 2015.