SEC Form 4 · accession 0001209191-19-012073
Bank of New York Mellon Corp · BNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Kevin McCarthy
Officer — SEVP & General Counsel
Period of report
Feb 16, 2019
Accepted (ET)
Feb 21, 2019 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2019 | F | 3,569 | $52.99 | D | 111,995 | D | |
| Common StockF1 | Feb 19, 2019 | F | 6,455 | $52.99 | D | 105,540 | D | |
| Common StockF2 | Feb 19, 2019 | A | 15,133 | $0.00 | A | 120,673 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.
- F2Represents Performance Shares Units granted in February 2016 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 11, 2019. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 19, 2019.