SEC Form 4 · accession 0001209191-19-011564
Bank of New York Mellon Corp · BNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles W Scharf
Officer — Chairman & CEO · Director
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2019 | S | 4,674 | $52.99 | D | 304,118 | D | |
| Common StockF2 | holding | — | — | — | 525 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.
- F2These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.