SEC Form 4 · accession 0001209191-19-010202
Bank of New York Mellon Corp · BNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lester Owens
Officer — Sr. Executive Vice President
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2019 | A | 16,084 | $0.00 | A | 16,084 | D | |
| Common StockF2 | Feb 12, 2019 | A | 37,134 | $0.00 | A | 53,218 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of Restricted Stock Units under The Bank of New York Mellon Corporation Long-Term Incentive Plan. Units scheduled to vest as follows: 5,355 units on 02/12/2020; 5,355 units on 02/12/2021; and 5,374 on 02/12/2022. Vested units will be settled in Common Stock.
- F2Award of Restricted Stock Units under The Bank of New York Mellon Corporation Long-Term Incentive Plan. Units scheduled to vest as follows: 20,250 units on 01/13/2020; 7,675 units on 10/25/2020; and 9,209 on 01/13/2021. Vested units will be settled in Common Stock.