SEC Form 4 · accession 0001209191-18-026094
Bank of New York Mellon Corp · BNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell E. Harris
Officer — Sr. Executive Vice President
Period of report
Apr 23, 2018
Accepted (ET)
Apr 25, 2018 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 23, 2018 | S | 31,785 | $56.016 | D | 166,810 | D | |
| Common StockF2 | Apr 23, 2018 | S | 16,215 | $55.9648 | D | 150,595 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average price of shares purchased with actual prices ranging from $55.855 to $56.135. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price within this range.
- F2Represents the weighted average price of shares sold with actual prices ranging from $55.91 to $56.045. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.