SEC Form 4 · accession 0001209191-18-014570
Bank of New York Mellon Corp · BNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas H. Shulman
Officer — Sr. Executive Vice President
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2018 | A | 9,632 | $0.00 | A | 46,060 | D | |
| Common StockF2 | Feb 26, 2018 | A | 2,588 | $0.00 | A | 48,648 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock.
- F2Represents Performance Shares Units granted in February 2015 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 26, 2018. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 20, 2018.