SEC Form 4 · accession 0001209191-17-051626
Bank of New York Mellon Corp · BNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bridget E. Engle
Officer — Sr. Exec. VP & CIO
Period of report
Sep 1, 2017
Accepted (ET)
Sep 6, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2017 | A | 139,679 | $52.33 | A | 139,679 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of Restricted Stock Units under The Bank of New York Mellon Corporation Long-Term Incentive Plan. Units scheduled to vest as follows: 71,633 units on 02/15/2018; 49,694 units on 02/15/2019; and 18,352 on 02/15/2020. Vested units will be settled in Common Stock.