SEC Form 4 · accession 0001209191-17-048129
Bank of New York Mellon Corp · BNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles W Scharf
Officer — Chief Executive Officer · Director
Period of report
Aug 4, 2017
Accepted (ET)
Aug 8, 2017 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 4, 2017 | P | 36,900 | $54.0408 | A | 73,640 | D | |
| Common StockF2 | Aug 8, 2017 | P | 150,000 | $53.76 | A | 223,640 | D | |
| Common StockF3 | holding | — | — | — | 525 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average price of shares purchased with actual prices ranging from $54.005 to $54.07. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price within this range.
- F2Represents the weighted average price of shares purchased with actual prices ranging from $53.63 to $53.95. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price within this range.
- F3These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.