SEC Form 4 · accession 0001209191-17-020208
Bank of New York Mellon Corp · BNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald L Hassell
Officer — Chairman & CEO · Director
Period of report
Mar 9, 2017
Accepted (ET)
Mar 13, 2017 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2017 | G | 500 | $0.00 | D | 985,324 | D | |
| Common StockF1 | Mar 9, 2017 | S | 100,000 | $48.1105 | D | 885,324 | D | |
| Common Stock | holding | — | — | — | 22,140 | I | By Family Trust #1 | |
| Common Stock | holding | — | — | — | 22,140 | I | By Family Trust #2 | |
| Common StockF2 | holding | — | — | — | 56,604 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average price of shares sold with actual prices ranging from $47.81 to $48.45. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
- F2I disclaim beneficial ownership of these shares.