SEC Form 4 · accession 0001209191-17-013375
Bank of New York Mellon Corp · BNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian T Shea
Officer — Vice Chairman
Period of report
Feb 19, 2017
Accepted (ET)
Feb 22, 2017 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2017 | F | 6,759 | $47.14 | D | 320,807 | D | |
| Common StockF2 | Feb 19, 2017 | F | 20,331 | $47.14 | D | 300,476 | D | |
| Common StockF1 | Feb 19, 2017 | F | 14,624 | $47.14 | D | 285,852 | D | |
| Common StockF1 | Feb 20, 2017 | F | 5,635 | $47.14 | D | 280,217 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.
- F2Shares withheld in payment of tax liability incident to vesting of 2014 Performance Share Unit Award.