SEC Form 4 · accession 0001209191-17-013370
Bank of New York Mellon Corp · BNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Kevin McCarthy
Officer — SEVP & General Counsel · Director
Period of report
Feb 19, 2017
Accepted (ET)
Feb 22, 2017 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2017 | F | 3,427 | $47.14 | D | 118,835 | D | |
| Common StockF1 | Feb 19, 2017 | F | 5,036 | $47.17 | D | 113,799 | D | |
| Common StockF1 | Feb 20, 2017 | F | 3,312 | $47.14 | D | 110,487 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.