SEC Form 4 · accession 0001209191-17-013361
Bank of New York Mellon Corp · BNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald L Hassell
Officer — Chairman & CEO · Director
Period of report
Feb 19, 2017
Accepted (ET)
Feb 22, 2017 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2017 | F | 20,992 | $47.14 | D | 1,105,373 | D | |
| Common StockF2 | Feb 19, 2017 | F | 49,837 | $47.14 | D | 1,055,536 | D | |
| Common StockF1 | Feb 19, 2017 | F | 47,071 | $47.14 | D | 1,008,465 | D | |
| Common StockF1 | Feb 20, 2017 | F | 22,641 | $47.14 | D | 985,824 | D | |
| Common Stock | holding | — | — | — | 22,120 | I | By Family Trust | |
| Common Stock | holding | — | — | — | 22,120 | I | By Family Trust #2 | |
| Common StockF3 | holding | — | — | — | 56,604 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.
- F2Shares withheld in payment of tax liability incident to vesting of 2014 Performance Share Unit Award.
- F3I disclaim beneficial ownership of these shares.