SEC Form 4 · accession 0001209191-17-013356
Bank of New York Mellon Corp · BNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas P Gibbons
Officer — Vice Chairman & CFO
Period of report
Feb 19, 2017
Accepted (ET)
Feb 22, 2017 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2017 | F | 5,913 | $47.14 | D | 415,856 | D | |
| Common StockF2 | Feb 19, 2017 | F | 21,547 | $47.14 | D | 394,309 | D | |
| Common StockF1 | Feb 19, 2017 | F | 14,506 | $47.14 | D | 379,803 | D | |
| Common StockF1 | Feb 20, 2017 | F | 6,213 | $47.14 | D | 373,590 | D | |
| Common Stock | holding | — | — | — | 9,739 | I | By Child #2 | |
| Common Stock | holding | — | — | — | 9,739 | I | By Child #3 | |
| Common Stock | holding | — | — | — | 9,739 | I | By Child #4 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.
- F2Shares withheld in payment of tax liability incident to vesting of 2014 Performance Share Unit Award.