SEC Form 4 · accession 0001209191-17-012787
Bank of New York Mellon Corp · BNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald L Hassell
Officer — Chairman & CEO · Director
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2017 | A | 95,729 | $0.00 | A | 1,088,552 | D | |
| Common StockF2 | Feb 16, 2017 | A | 37,813 | $0.00 | A | 1,126,365 | D | |
| Common Stock | holding | — | — | — | 22,120 | I | By Family Trust | |
| Common Stock | holding | — | — | — | 22,120 | I | By Family Trust #2 | |
| Common Stock | holding | — | — | — | 56,604 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock.
- F2Represents portion of Performance Shares Units granted in February 2014 (including units from reinvested dividend equivalents) for which performance goals for 2016 have been achieved, as certified on February 16, 2017. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 19, 2017.