SEC Form 5 · accession 0001209191-17-009656
Bank of New York Mellon Corp · BNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald L Hassell
Officer — Chairman & CEO · Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 10, 2017 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2016 | G | 1,000 | — | D | 992,495 | D | |
| Common StockF1 | Nov 21, 2016 | G | 10,000 | — | D | 992,495 | D | |
| Common StockF2 | holding | — | — | — | 56,604 | I | By Wife | |
| Common Stock | holding | — | — | — | 22,140 | I | By Family Trust #1 | |
| Common Stock | holding | — | — | — | 22,140 | I | By Family Trust #2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Not Applicable.
- F2I disclaim beneficial ownership of these shares.