SEC Form 5 · accession 0001209191-16-097648
Bank of New York Mellon Corp · BNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald L Hassell
Officer — Chairman & CEO · Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 11, 2016 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2015 | G | 1,755 | $0.00 | D | 794,599 | D | |
| Common StockF2 | holding | — | — | — | 24,370 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 42,140 | I | By Family Trust | |
| Common Stock | holding | — | — | — | 42,140 | I | By Family Trust #2 | |
| Common StockF3 | holding | — | — | — | 56,604 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Not Applicable
- F2Holdings reported as of 11/14/2015.
- F3I disclaim beneficial ownership of these shares.