SEC Form 4 · accession 0001209191-15-073994
Bank of New York Mellon Corp · BNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wesley W Von Schack
Director
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 1, 2015 | A | 1,235 | $39.36 | A | 97,951 | D | |
| Common Stock | holding | — | — | — | 4,515 | I | By Keough Account | |
| Common Stock | holding | — | — | — | 20,269 | I | By GRAT 2014 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.
- F2Includes 14,731 shares previously held in GRAT 2014 which were distributed to the Reporting Person and are now owned directly.