SEC Form 4 · accession 0001390162-19-000019
Howard Bancorp Inc · HBMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth C. Lundeen
Director
Period of report
Feb 1, 2019
Accepted (ET)
Feb 4, 2019 · 2:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390162
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2019 | X | 1,493 | $8.50 | A | 140,906 | D | |
| Common Stock | Feb 1, 2019 | X | 758 | $7.65 | A | 141,664 | D | |
| Common Stock | Feb 1, 2019 | X | 1,154 | $8.50 | A | 142,818 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stock | $8.50 | Feb 1, 2019 | X | 1,493 | A | Mar 31, 2009 | Mar 31, 2019 | Common Stock | 1,493 | 0 | D |
| Options to purchase common stock | $7.65 | Feb 1, 2019 | X | 758 | A | Jun 30, 2009 | Jun 30, 2019 | Common Stock | 758 | 0 | D |
| Options to purchase common stock | $8.50 | Feb 1, 2019 | X | 1,154 | A | Sep 30, 2009 | Sep 30, 2019 | Common Stock | 1,154 | 0 | D |