SEC Form 4 · accession 0001390162-18-000071
Howard Bancorp Inc · HBMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard G. Arnold
Director
Period of report
Sep 24, 2018
Accepted (ET)
Sep 25, 2018 · 11:19 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390162
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 25, 2018 | X | 1,068 | $10.45 | A | 131,352 | D | |
| Common Stock | Sep 24, 2018 | P | 2,815 | $17.50 | A | 134,167 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stock | $10.45 | Sep 25, 2018 | X | 1,068 | D | Oct 1, 2008 | Oct 1, 2018 | Common Stock | 1,068 | 0 | D |