SEC Form 4 · accession 0001390162-17-000032
Howard Bancorp Inc · HBMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J. Hartson
Director
Period of report
Apr 10, 2017
Accepted (ET)
Apr 10, 2017 · 3:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390162
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 10, 2017 | X | 450 | $14.00 | A | 165,206 | D | |
| Common Stock | Apr 10, 2017 | X | 420 | $14.25 | A | 165,626 | D | |
| Common Stock | Apr 10, 2017 | X | 220 | $12.50 | A | 165,846 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stock | $14.00 | Apr 10, 2017 | X | 450 | A | Apr 11, 2007 | Apr 11, 2017 | Common Stock | 450 | 0 | D |
| Options to purchase common stock | $14.25 | Apr 10, 2017 | X | 420 | A | Apr 11, 2007 | Apr 11, 2017 | Common Stock | 420 | 0 | D |
| Options to purchase common stock | $12.50 | Apr 10, 2017 | X | 220 | A | Apr 11, 2007 | Apr 11, 2017 | Common Stock | 220 | 0 | D |