SEC Form 4 · accession 0001390162-16-000146
Howard Bancorp Inc · HBMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J. Hartson
Director
Period of report
Oct 7, 2016
Accepted (ET)
Oct 7, 2016 · 1:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390162
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 7, 2016 | X | 400 | $13.25 | A | 153,224 | D | |
| Common Stock | Oct 7, 2016 | X | 420 | $11.00 | A | 153,644 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock | $13.25 | Oct 7, 2016 | X | 400 | A | Oct 11, 2006 | Oct 11, 2016 | Common Stock | 400 | 0 | D |
| Options to Purchase Common Stock | $11.00 | Oct 7, 2016 | X | 420 | A | Jan 15, 2008 | Jan 15, 2018 | Common Stock | 420 | 0 | D |