SEC Form 4 · accession 0001390162-15-000093
Howard Bancorp Inc · HBMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Ann Scully
Officer — CEO · Director
Period of report
Dec 28, 2015
Accepted (ET)
Dec 31, 2015 · 2:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390162
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2015 | X | 4,000 | $11.00 | A | 130,352 | D | |
| Common Stock | Dec 28, 2015 | A | 3,333 | $0.00 | D | 127,019 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock | $10.00 | Dec 28, 2015 | E | 36,856 | D | Aug 9, 2005 | Aug 9, 2014 | Common Stock | 36,856 | 0 | D |
| Options to Purchase Common Stock | $11.00 | Dec 28, 2015 | X | 4,000 | D | Dec 14, 2006 | Dec 14, 2015 | Common Stock | 4,000 | 2,000 | D |
| Options to Purchase Common Stock | $11.00 | Dec 28, 2015 | E | 2,000 | D | Dec 14, 2006 | Dec 14, 2015 | Common Stock | 2,000 | 0 | D |
| Restricted Stock Units | $14.00 | Dec 28, 2015 | E | 1,667 | D | Apr 30, 2016 | Apr 30, 2018 | Common Stock | 1,667 | 8,333 | D |