SEC Form 4 · accession 0001390162-15-000088
Howard Bancorp Inc · HBMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles E. Schwabe
Officer — EVP
Period of report
Dec 28, 2015
Accepted (ET)
Dec 30, 2015 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390162
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2015 | A | 3,333 | $0.00 | D | 43,263 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock | $10.00 | Dec 28, 2015 | E | 27,218 | D | Aug 9, 2005 | Aug 9, 2014 | Common Stock | 27,218 | 0 | D |
| Options to Purchase Common Stock | $11.00 | Dec 28, 2015 | E | 5,000 | D | Dec 14, 2006 | Dec 14, 2015 | Common Stock | 5,000 | 0 | D |
| Options to Purchase Common Stock | $10.50 | Dec 28, 2015 | E | 3,640 | D | Oct 31, 2006 | Oct 31, 2015 | Common Stock | 3,640 | 0 | D |