SEC Form 4 · accession 0001390162-15-000023
Howard Bancorp Inc · HBMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven W. Sachs
Director
Period of report
Apr 17, 2015
Accepted (ET)
Apr 17, 2015 · 6:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390162
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 17, 2015 | X | 230 | $13.25 | A | 92,921 | D | |
| Common Stock | Apr 17, 2015 | X | 480 | $13.99 | A | 93,401 | D | |
| Common Stock | Apr 17, 2015 | X | 510 | $14.00 | A | 93,911 | D | |
| Common Stock | Apr 17, 2015 | O | 300 | $14.25 | A | 94,211 | D | |
| Common Stock | Apr 17, 2015 | X | 260 | $12.50 | A | 94,471 | D | |
| Common Stock | Apr 17, 2015 | X | 550 | $11.00 | A | 95,021 | D | |
| Common Stock | Apr 17, 2015 | X | 110 | $11.50 | A | 95,131 | D | |
| Common Stock | Apr 17, 2015 | X | 976 | $10.45 | A | 96,107 | D | |
| Common Stock | Apr 17, 2015 | X | 459 | $10.20 | A | 96,566 | D | |
| Common Stock | Apr 17, 2015 | X | 874 | $8.50 | A | 97,440 | D | |
| Common Stock | Apr 17, 2015 | X | 1,288 | $7.65 | A | 98,728 | D | |
| Common Stock | Apr 17, 2015 | X | 365 | $8.50 | A | 99,093 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock | $13.25 | Apr 17, 2015 | X | 230 | A | Oct 11, 2006 | Oct 11, 2016 | Common Stock | 230 | 0 | D |
| Options to Purchase Common Stock | $13.99 | Apr 17, 2015 | X | 480 | A | Jan 10, 2007 | Jan 10, 2017 | Common Stock | 480 | 0 | D |
| Options to Purchase Common Stock | $14.00 | Apr 17, 2015 | X | 510 | A | Apr 11, 2007 | Apr 11, 2017 | Common Stock | 510 | 0 | D |
| Options to Purchase Common Stock | $14.25 | Apr 17, 2015 | O | 300 | A | Jul 11, 2007 | Jul 11, 2017 | Common Stock | 300 | 0 | D |
| Options to Purchase Common Stock | $12.50 | Apr 17, 2015 | X | 260 | A | Oct 9, 2007 | Oct 9, 2017 | Common Stock | 260 | 0 | D |
| Options to Purchase Common Stock | $11.00 | Apr 17, 2015 | X | 550 | A | Apr 15, 2008 | Apr 15, 2018 | Common Stock | 550 | 0 | D |
| Options to Purchase Common Stock | $11.50 | Apr 17, 2015 | X | 110 | A | Jul 15, 2008 | Jul 15, 2018 | Common Stock | 110 | 0 | D |
| Options to Purchase Common Stock | $10.45 | Apr 17, 2015 | X | 976 | A | Oct 1, 2008 | Oct 1, 2018 | Common Stock | 976 | 0 | D |
| Options to Purchase Common Stock | $10.20 | Apr 17, 2015 | X | 459 | A | Dec 31, 2008 | Dec 31, 2018 | Common Stock | 459 | 0 | D |
| Options to Purchase Common Stock | $8.50 | Apr 17, 2015 | X | 874 | A | Mar 31, 2009 | Mar 31, 2009 | Common Stock | 874 | 0 | D |
| Options to Purchase Common Stock | $7.65 | Apr 17, 2015 | X | 1,288 | A | Jun 30, 2009 | Jun 30, 2019 | Common Stock | 1,288 | 0 | D |
| Options to Purchase Common Stock | $8.50 | Apr 17, 2015 | X | 365 | A | Sep 30, 2009 | Sep 30, 2019 | Common Stock | 365 | 0 | D |