SEC Form 4 · accession 0001390162-15-000020
Howard Bancorp Inc · HBMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J. Hartson
Director
Period of report
Apr 10, 2015
Accepted (ET)
Apr 10, 2015 · 2:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390162
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 10, 2015 | X | 196 | $10.25 | A | 150,181 | D | |
| Common Stock | Apr 10, 2015 | X | 330 | $10.25 | A | 150,511 | D | |
| Common Stock | Apr 10, 2015 | X | 370 | $10.50 | A | 150,881 | D | |
| Common Stock | Apr 10, 2015 | X | 370 | $11.00 | A | 151,251 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase Common Stock | $10.25 | Apr 10, 2015 | X | 196 | A | Apr 13, 2005 | Apr 13, 2015 | Common Stock | 196 | 0 | D |
| Options to Purchase Common Stock | $10.25 | Apr 10, 2015 | X | 330 | A | Jul 13, 2005 | Jul 13, 2015 | Common Stock | 330 | 0 | D |
| Options to Purchase Common Stock | $10.50 | Apr 10, 2015 | X | 370 | A | Oct 12, 2005 | Oct 12, 2015 | Common Stock | 370 | 0 | D |
| Options to Purchase Common Stock | $11.00 | Apr 10, 2015 | X | 370 | A | Dec 27, 2005 | Dec 27, 2015 | Common Stock | 370 | 0 | D |