SEC Form 4 · accession 0001389050-19-000031
Archrock, Inc. · AROC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric W Thode
Officer — Vice President
Period of report
Mar 4, 2019
Accepted (ET)
Mar 6, 2019 · 3:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001389050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 4, 2019 | F | 1,461 | $9.85 | D | 57,755 | D | |
| Common Stock | holding | — | — | — | 75 | I | Held for benefit of minor daughter | |
| Common Stock | holding | — | — | — | 770 | I | Held by parent; reporting person shares dispositive power | |
| Common Stock | holding | — | — | — | 221 | I | Held for benefit of minor son | |
| Common Stock | holding | — | — | — | 496 | I | Held jointly with spouse | |
| Common Stock | holding | — | — | — | 1,562 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.
- F2Includes 639 shares acquired through participation in the Employee Stock Purchase Plan.