SEC Form 4 · accession 0001389050-19-000014
Archrock, Inc. · AROC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric W Thode
Officer — Vice President
Period of report
Jan 25, 2019
Accepted (ET)
Jan 29, 2019 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001389050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 25, 2019 | A | 25,477 | $0.00 | A | 58,577 | D | |
| Common Stock | holding | — | — | — | 75 | I | Held for benefit of minor daughter | |
| Common Stock | holding | — | — | — | 221 | I | Held for benefit of minor son | |
| Common Stock | holding | — | — | — | 770 | I | Held by parent; reporting person shares dispositive power | |
| Common Stock | holding | — | — | — | 496 | I | Held jointly with spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in the Award Notice and Agreement entered into by the issuer and the reporting person.
- F2Includes 331 shares acquired through participation in the Archrock, Inc. Employee Stock Purchase Plan.