SEC Form 4 · accession 0001389050-18-000054
Archrock, Inc. · AROC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Doug S Aron
Officer — Sr Vice President and CFO
Period of report
Aug 13, 2018
Accepted (ET)
Aug 14, 2018 · 10:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001389050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2018 | A | 39,215 | $0.00 | A | 39,215 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests at the rate of one-third per year on each of August 20, 2019, August 20, 2020 and August 20, 2021, subject to continued employment on the date of vesting. The award is also subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and the Award Notice and Agreement entered into by the issuer and the reporting person.