SEC Form 4 · accession 0001389050-18-000033
Archrock, Inc. · AROC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Edward Rice
Officer — Senior Vice President
Period of report
Jun 1, 2018
Accepted (ET)
Jun 4, 2018 · 11:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001389050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2018 | M | 29,855 | $8.79 | A | 255,451 | D | |
| Common Stock | Jun 1, 2018 | S | 7,080 | $11.73 | D | 248,371 | D | |
| Common StockF1 | Jun 1, 2018 | S | 60,474 | $11.70 | D | 187,897 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $8.79 | Jun 1, 2018 | M | 29,855 | D | — | Mar 4, 2019 | Common Stock | 29,855 | 0 | D |
Explanation of responses
- F1These shares were sold in multiple transactions at prices ranging from $11.65 to $11.75, inclusive.
- F2This is in respect to options granted under the Archrock, Inc. Amended and Restated 2007 Stock Incentive Plan, as amended, which were fully vested as of March 4, 2015.