SEC Form 4 · accession 0001389050-18-000016
Archrock, Inc. · AROC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donna A Henderson
Officer — VP, Chief Accounting Officer
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 11:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001389050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2018 | A | 14,211 | $0.00 | A | 41,804 | D | |
| Common Stock | Mar 2, 2018 | F | 1,948 | $9.50 | D | 39,856 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan (the "Plan") that vests one-third on each of August 20, 2019, August 20, 2020 and August 20, 2021, subject to continued employment on each vest date. The award is also subject to accelerated vesting or forfeiture under certain conditions as set out in an Award Notice and Agreement entered into by the issuer and the reporting person.
- F2Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.